Fubon Securities Sustainable Governance

To strengthen sustainable operations and implement sustainable development and the sustainable management philosophy of Fubon Securities, Fubon Securities, based on the "Corporate Governance Best-Practice Principles for Securities Firms" and the "Corporate Governance Guidelines," approved the "Sustainable Development Committee Organizational Charter" in October 2023 through the Board of Directors. Following the board meeting in December of the same year, the "Sustainable Development Committee" was officially inaugurated under the Board of Directors. The establishment of the Sustainable Development Committee elevates the decision-making level on sustainability-related issues and enhances the Company's sustainable governance.

Sustainable Governance Organization

The Sustainable Development Committee consists of four members, including three independent directors and one director, with an independent director serving as the convener and chairperson of the committee. The "Sustainable Development Committee Organizational Charter" stipulates that at least one member should have the relevant background required by the committee. The current members possess expertise in risk management, financial technology, and e-commerce.

The "ESG Task Force" under the Sustainable Development Committee is led by the President as the chief executive, with the Performance Management and Planning Department serving as the secretarial unit to coordinate and promote sustainable development affairs. The ESG Task Force comprises six working groups, each responsible for one of the six primary areas of focus: corporate governance and ethical management, responsible finance, innovative services, environmental sustainability, employee care, and social commitment. The conveners of each working group are department-level or above supervisors from relevant units approved by the Chairman.

Note: The Company's ESG Task Force was established in July 2020 and participates in Fubon Financial Holdings' Corporate Governance and Sustainability Committee, working together to promote Fubon Financial Holdings' sustainable management vision and goals.

Sustainable Development Management

Responsible for the execution of corporate sustainability-related matters, the ESG Task Force is required to report on implementation progress quarterly and establish an annual execution plan each year. Both the quarterly reports on progress results and the annual execution plan must be reviewed by the Sustainable Development Committee and then submitted to the Board of Directors.