Glorious Achievements

Years
  • 2021

      Wealth Magazine

    • 2021 Wealth Management Survey- Best Wealth Management
    • 2021 Wealth Management Survey- Best Customer Services
    • 2021 Wealth Management Survey- Best Sales Agent
    • 2021 Wealth Management Survey-Best Graphic Marketing Award
    • The Asset

    • Sustainable Investing for Institutional Investor, ETF, and Asset Servicing Awards 2021-Triple A Best Participating Dealer-RISING STAR
    • Business Today

    • 2021Wealth Management Bank and Brokerage Assessment- High Distinction Award in “Best Wealth Management Broker”, first prize in “Best Wealth Appreciation”, second prize in “Best Wealth Management Image”, second prize in “Best Sales Team”, second prize in “Best Trust Award”, second prize in “Best Marketing Innovation”, and third prize in “Best Customer Satisfaction”.
    • Commercial times

    • The Best Service in Taiwan National Assessment – Gold Award in Securities
    • Commercial Times Digital Financial Service Award – Gold Award in Digital Service Optimization, Outstanding Award in Digital Information Security
    • Wealth Magazine

    • Wealth Magazine Financial Awards – Best Brokerage Service in the Consumer Survey on Financial Brands
  • 2020

      The Asset

    • Triple A Country Awards 2020 – Best brokerage, Taiwan; Best IPO, Taiwan
    • Triple A_Private Capital Awards for Private Banks, Wealth & Investment Advisers, Solutions and Index Providers 2020 – Best Structured Investment and Financing solutions_Equity
    • Benchmark Research Awards 2020 Best Sellside Firm Top arrangers – Investors' Choice for primary issues – Corporate bonds – TWD Rank 4
    • Business Today

    • Wealth Management Survey on Banks and Brokerage Firms – Best Creative Marketing No.1
    • Wealth Management Survey on Banks and Brokerage Firms –Best Wealth Appreciation No.2
    • Wealth Management Survey on Banks and Brokerage Firms –Best Sales Agent Team No.3
    • Wealth Management Survey on Banks and Brokerage Firms –Best Customer Trust Award No.3
    • Wealth Magazine

    • 2020 Wealth Management Survey- Best Wealth Management
    • 2020 Wealth Management Survey- Best Wealth Appreciation
    • 2020 Wealth Management Survey- Best Customer Services
    • 2020 Wealth Management Survey- Best Recommended by Clients
    • 2020 Wealth Management Survey- Best Sales Team
    • 2020 Wealth Management Survey- Best Creative Marketing
    • 2020 Taiwan Financial Award – Best Financial Technology Brokerage – 1st Place
    • 2020 Taiwan Financial Award –Best Local Brokerage Public Image – 1st Place
    • 2020 Taiwan Financial Award –Best Brokerage Service –2nd Place
    • Taipei Exchange

    • 2020 H2 OTC Warrant Competition Reward Program – Top Prize (Zhongli Branch)
    • 2020 H1 E-Hero Award (Total Trading Turnover over NT$30 billion) – Second Place
    • 2020 H1 E-Bond Award (Most New Traders) – Top Prize
    • 2020 H1 E-Bond Award (Top Three with Most Traders with Highest ETF volumes) – Second Place
    • 2020 H2 E-Bond Award (Most New Traders) – Top Prize
    • British Standards Institution

    • Greenhouse Gas Emissions Verification Opinion Statement
    • Environmental Management System Certification
    • Energy Management System Certification
  • 2019

      Global Finance

    • World's Best Investment Bank Awards 2019-Taiwan
    • The Asset

    • ESG Corporate Awards 2019–Innovation Highly Commended Initiative
    • Triple A Country Awards 2019–Best Brokerage
    • Triple A Country Awards 2019–Best IPO
    • Benchmark Research Awards 2019–Top Investment House
    • Benchmark Research Awards 2019–Top Sell-side firms in research (TWD)
    • Benchmark Research Awards 2019–Top Sell-side firms in secondary market–Corporate bonds (TWD)
    • Benchmark Research Awards 2019–Investors' Choice for primary issues–Corporate bonds (TWD)
    • Global Banking and Finance Review

    • Best Investment Bank Taiwan 2019
    • Best Customer Service Broker Taiwan 2019
    • Best Internet Broker Taiwan 2019
    • Sports Administration, Ministry of Education

    • Taiwan I sports—Certificate of Corporate Wellness
    • Financial Supervisory Commission's (FSC)

    • Treating Customers Fairly Assessment—Ranking top 20%
    • Business Today

    • Wealth Management Survey on Banks and Brokerage Firms-Best Wealth Management of Securities Brokerage
    • Wealth Management Survey on Banks and Brokerage Firms-Best Sales Team
    • Wealth Management Survey on Banks and Brokerage Firms-Best Seniors-friendly Service
    • Wealth Management Survey on Banks and Brokerage Firms-Best Wealth Creator
    • Wealth Management Survey on Banks and Brokerage Firms-Most Sustainable Development Awards
    • Brand Appeal among Businesspeople—3th Place in the Brokerage Industry
    • Wealth Magazine

    • Taiwan Financial Award-Best Financial Technology Brokerage
    • Taiwan Financial Award-Best Local Brokerage Public Image
    • Wealth Management Survey-Best Wealth Management
    • Wealth Management Survey-Best Wealth Creator
    • Wealth Management Survey-Best Customer Services
    • Wealth Management Survey-Best Recommended by Client
    • Taiwan Stock Exchange Corporation (TWSE)

    • 2019 Brokerage ETP Trading and Market Making Competition—ETN Contribution Award, first prize (Taipei branch)
    • 2019 Brokerage ETP Trading and Market Making Competition—ETN Contribution Award, second prize (Dunnan branch)
    • 2019 Brokerage ETP Trading and Market Making Competition—ETN Contribution Award, third prize (Kaohsiung branch)
    • June ETF Growth Award, third prize (Banqiao branch)
    • ETF Market Making Award, third prize
    • E-trading Competition, Outstanding Contribution Award, third prize
    • Taipei Exchange

    • 2019 Emerging Market Maker Competition for Recommending Securities Firms, Best Contribution Award, first prize
    • Quote Stability Award, third prize
    • 2019 Fourth Quarter ETF “E Regular Savings Bond Award” first prize
    • Securities & Futures Institute

    • Golden Goblet Award—Outstanding Brokerage Professional
    • Taiwan Wealth Management Plan Association

    • Wealth Management amongst University–1st Place
  • 2018

      The Asset

    • Benchmark Research Awards 2018-Asian Local Currency Bond Benchmark Review 2018-Top Sellside firms in the secondary market - Corporate bonds – TWD
    • Wealth Magazine

    • Wealth Management Survey— Best Wealth Management
    • Wealth Management Survey— Best Digital Wealth Management
    • Wealth Management Survey— Best Recommended by Clients
    • Business Today

    • Wealth Management Survey on Banks and Brokerage Firms-Best Wealth Management of Securities-1st Place
    • Wealth Management Survey on Banks and Brokerage Firms-Best Wealth Creator-1st Place
    • Wealth Management Survey on Banks and Brokerage Firms-Best Digital Innovation-1st Place
    • Wealth Management Survey on Banks and Brokerage Firms-Best Product-3rd Place
    • Wealth Management Survey on Banks and Brokerage Firms-Best team of -3rd Place
    • Wealth Management Survey on Banks and Brokerage Firms-Best Experiences of Digital Platforms-3rd Place
  • 2017

      The Asset

    • 2017 Local Currency Bonds Benchmark Review - Top Investment House for Taiwan Dollar Bonds – 1st in Ranking
    • Best Equity-linked Deal in Taiwan
    • Business Today

    • Wealth Management Survey on Banks and Brokerage Firms–1st Place–Best Product
    • Wealth Management Survey on Banks and Brokerage Firms–3rd Place–Best Customer Satisfaction
    • Brand Appeal among Businesspeople – 2nd Place in the Brokerage category
    • Excellence Magazine

    • Broker Rankings 2017 – Best Wealth Manage
    • Broker Rankings 2017 – Best Risk Control
    • MANAGER today

    • Taiwan’s 100 MVP Manager 2017 – Award for Organizational Innovation
    • Wealth Magazine

    • Wealth Management Survey – Best Service
    • Wealth Management Survey – Best Recommended by Clients
    • Wealth Management Survey – Best Digital Brokerage
    • 2017 Taiwan Financial Award – Best Brokerage Brand – Silver Winner
    • 2017 Taiwan Financial Award – Best Brokerage Service – Silver Winner
    • 2017 Taiwan Financial Award – Best Brokerage House for Fintech Innovation – Gold Winner
    • Sports Administration, Ministry of Education

    • Exercise Enterprise Certification
  • 2016

      FinanceAsia

    • Best ECM House in Taiwan
    • International Finance Magazine

    • Best Brokerage House in Taiwan
    • The Asset

    • Best Initiative in Innovation
    • Best Equity House in Taiwan
    • Business Today

    • 10th Wealth Management Survey on Banks and Brokerage Firms—Best Wealth Management of Securities—3rd Place
    • 10th Wealth Management Survey on Banks and Brokerage Firms—Most Recommended Securities by Customers
    • Brand Appeal among Businesspeople–2nd Place in the Brokerage category
    • CommonWealth Magazine

    • Most Admired Company – 2nd Place in the Brokerage category
    • Excellence Magazine

    • 2016 Securities Evaluation–Best Innovative Products Award
    • 2016 Securities Evaluation–Best Wisdom Digital Trading Award
    • Wealth Magazine

    • Wealth Management Survey – Best Brokerage Service
    • Taiwan Financial Award – Best Brokerage Brand – Gold Winner
    • Taiwan Financial Award – Best Brokerage Service – Gold Winner
    • Taiwan Financial Award – Best Digital Brokerage- Gold Winner
    • Taiwan Financial Award – Best Brokerage House for FinTech Innovation – Gold Winner
  • 2015

      Asiamoney

    • Best Domestic Equity House in Taiwan
    • Best Local Brokerage in Taiwan-3rd Place
    • FinanceAsia

    • Best ECM House in Taiwan
    • The Asset

    • Best Initiative in Innovation
    • CommonWealth Magazine

    • 2015 Digital Life Survey - Best Online Broker - 2nd Place
    • Business Today

    • 9th Wealth Management Survey on Banks and Brokerage Firms - Best Potential - 1st Place
    • 9th Wealth Management Survey on Banks and Brokerage Firms - Best Digital Initiative - 3rd Place
    • Most Respected Brands by Businesspeople - 3rd Place in the Brokerage category
    • Wealth Magazine- Taiwan Financial Award

    • Best Brokerage Service - Gold Winner
    • Best Local Brokerage Public Image - Silver Winner
    • Securities & Futures Institute-13th Golden Goblet Award

    • Award for Best Companies for salary raise recognition
    • Taiwan Stock Exchange

    • IPO Fund -raising - 1st Place
    • Market Value in IPO - 2nd Place
    • SPO Fund -raising - 3rd Place
    • Number of IPO Deals - 2nd Place
    • Warrant Trading Turnover - 3rd Place
    • GreTai Securities Market

    • Deal of the Year for Recommending Securities Firm - 2nd Place
  • 2014

      CommonWealth Magazine

    • Most Admired Company – Securities Sector, 5th Place
    • Business Today

    • Brad Appeal among Businesspeople - 3rd Place in Brokerage Industry
    • Wealth Magazine-the 5th Survey of Financial Service Brands & the Corporate Social Responsibility Award for Financial Holding Company

    • Best Domestic Equity House – Sliver Winner
    • Best Brokerage Service – Sliver Winner
    • Best Local Brokerage Public Image – Sliver Winner
    • Business Next

    • Digital Services ─ 2nd Place in Financial and Investment Sector
    • Taiwan Stock Exchange Corporation (TWSE)

    • IPO Fund-raising—1st Place
    • Warrant Trading Turnover in 2014—2nd Place
    • New Warrant Issues in 2014—Most Improvement
    • Gretai Securities Market

    • Golden Laurel Award—Securities Firm Category for Excellence in Emerging Stock Market Making
    • Department of Labor, Taipei City Government

    • 2014 Award for Best Companies to Work for—Two Stars
  • 2013

      CommonWealth Magazine

    • Most Admired Company – Securities Sector, 4th Place
    • Business Today

    • Brand Appeal among Businesspeople ─ 2nd Place in the Brokerage Industry
    • Business Next

    • Digital Services ─ 2nd Place in Financial and Investment Sector
    • GreTai Securities Market

    • Emerging Stock Trading Securities Freshly Incentives—2nd Place among Recommend Best Contribution Award
    • Taiwan Stock Exchange Corporation (TWSE)

    • Warrant Trading Turnover in 2012, 3rd Place
    • Wealth Magazine - 2013 Taiwan Financial Awards

    • Best Domestic Equity House—Silver Winner
    • Best Brokerage Services—Silver Winner
    • Best Local Brokerage Public Image—Silver Winner
    • Win Times Magazine

    • Best Wealth Management Brand, Securities Sector
  • 2012

      CommonWealth Magazin

    • Most Admired Company – Securities Sector, 2nd Place
    • Business Today

    • Brand Appeal among Businesspeople – 2nd Place in the Brokerage Industry
    • Win Times Magazine

    • Best Wealth Management Brand, Securities Sector
    • Taiwan Stock Exchange Corporation (TWSE)

    • Listing Intermediary Contribution Award for IPO applications in 2012
    • Warrant Trading Turnover in 2012, 3rd Place
    • Wealth Magazine

    • Survey of Financial Services Brands – Preferred Brokerage House, 2nd Place
  • 2011

      Asiamoney

    • Best Domestic Brokerage House in Taiwan─3rd Place
    • The Asset

    • Best Brokerage House in Taiwan
    • CommonWealth Magazine

    • Most Admired Securities Company ─ 2nd Place
    • Wealth Magazine

    • Luxury Brand Survey- Preferred Brokerage House –1st Place
    • Luxury Brand Survey-Best Practice Partnership Brokerage House–1st Place
    • Luxury Brand Survey- Preferred Brokerage House-2nd Place
    • Business Today

    • Brand Appeal among Businesspeople─3rd Place among Brokerage Industry
    • Taiwan Stock Exchange Corporation (TWSE)

    • Ranked 1st in Domestic Enterprise IPO Fillings in 2011
    • Ranked 1st approved Filings for Foreign Enterprise Listings of Taiwan Depositary Receipts
    • Biggest Creator of Market Value in Domestic IPOs
  • 2010

      The Asset

    • Best Brokerage House in Taiwan
    • Taiwan Corporate Governance Association

    • Certificate of Corporate Governance System-CG6005 Advanced Assessment
    • Business Today-Evaluation for Wealth Management Banks

    • Brand Appeal among Businesspeople─Second Place among brokerage industry
    • Gre Tai Securities Market (GTSM)

    • Outstanding in IPO application filing and GreTai market filing in 2010
    • Taiwan Stock Exchange Corporation (TWSE)

    • Ranked First in terms of Domestic IPO
  • 2009

      FinanceAsia

    • Best Equity House in Taiwan
    • Taiwan Corporate Governance Association

    • Certificate of Corporate Governance System-CG6004
    • CommonWealth Magazine

    • Most Admired Company ─ Second Place among Domestic Securities Companies
    • Gre Tai Securities Market (GTSM)

    • Outstanding in IPO application filing and GreTai market filing in 2009
    • Taiwan Stock Exchange Corporation (TWSE)

    • Ranked second in terms of domestic IPO
  • 2007

      Taiwan Stock Exchange Corporation

    • Most IPOs Underwritten in 2007