Condition Order Instructions

To serve investors, the Company provides a conditional-order service that allows online-trading customers to set order conditions in advance (the “Service”). The Service is provided without charge; however, the Company reserves the right to adjust, amend, suspend, or terminate it at any time. To protect users and maintain the security and order of online trading, investors must read the following terms carefully before enabling the Service. Selecting the acceptance button below this agreement constitutes confirmation that the investor has read and accepted these terms.

1. The Service involves the following risks, including but not limited to the risks below. Investors bear responsibility for resulting damage or loss.

   1. Internet communications may be delayed, interrupted, unable to send, or unable to receive because of force majeure or circumstances not attributable to the Company, including power outages, disconnections, and network congestion.
   2. Viruses, system or hardware failures, errors, execution failures, and hacking may cause information or data transmission to be omitted, incorrect, or tampered with.
   3. Other risks of online trading.

2. Based on the selected stock or futures product and order conditions, the Service provides current information and works with the existing online-order function so investors can place securities or futures orders from the same page. The Company currently provides five types of conditional orders: price-triggered orders, volume-triggered orders, scheduled orders, long-validity stop-loss/take-profit orders, and multi-condition orders. Their setup and effect may differ and may be subject to special restrictions. Read the applicable notes carefully before setting each conditional order.

3. Once the Service’s “place order directly” function is triggered, it has the same effect as an order placed orally, by telephone, fax, or online. A filled order cannot be cancelled. Investors remain responsible for settlement obligations and for obligations under applicable securities and futures laws and regulations.

4. Before an order is filled, investors may amend or cancel it online or by telephone and should understand the applicable process before placing an order. Investors bear the risk that an amendment or cancellation request may not arrive in time because of force majeure or circumstances not attributable to the Company, including power outages, disconnections, network congestion, or transmission interference.

5. To support network operations, comply with information and network requirements, protect online-trading security, or comply with a competent authority’s order, the Company reserves the right to delete a conditional order that impairs normal system operation, may destabilize system information, or has another abnormal condition. If the Company decides to delete an order, it will notify investors by electronic-platform notice, mobile text message, or email. Investors should consult conditional-order notices on the Fubon Securities website, HTS KuaiYiDian, HTS2 DuoYiDian, or Fubon Online.

6. Other published rules concerning electronic orders, customer-data use, website management, and confidentiality measures also apply to the Service. Matters not covered here are governed by applicable laws and regulations of the Republic of China and by the published online-trading rules.

7. After setting a conditional order with a validity period, investors must check its status on each business day during that validity period. Detailed status is retained only for the current day. Contact the relevant branch’s service staff on the trading day if there is any concern about the order status. If the conditional-order service fails or cannot submit an order on the trading day because of force majeure, that trade is treated as not having been ordered.

Notes

1. When using the conditional-order subscription function, confirm every subscription condition to avoid errors. An order is triggered only when its conditions are met. Subscription status can be checked through Fubon Online, HTS2 DuoYiDian, or HTS KuaiYiDian.
2. For the subscription function, investors may choose to receive an email notification when a condition is triggered or to place an order directly. If unfamiliar with the conditional-order workflow, choose trigger notification first and use direct ordering only after becoming familiar with it.
3. When using a scheduled order for the final matching session, consider enabling order submission on market closure. The conditional-order server and exchange server are different. Although network time is synchronized every three minutes, a seconds-level difference can occur; for example, an order scheduled for 13:25 may be submitted at 13:24:59.
4. Conditional orders support using product A as the trigger condition for an order in product B. Setting product A automatically fills A as the order product; manually change it when B is intended.
5. After a market condition triggers and the system submits the investor’s order to the exchange, the order becomes an ordinary order. Its conditional-order subscription can no longer be cancelled. Use order inquiry to locate the triggered ordinary order and amend it if needed.
6. A conditional-order subscription for an illiquid product may encounter no opening quote or no market data for three minutes because of price-stabilization measures. The conditional order then waits at the current price and resumes price comparison when market data becomes available.
7. Risk control by the Company’s back office occurs after the conditional order has been triggered and submitted.
8. Multi-condition long-validity orders, trailing-profit conditional orders, and inventory stop-loss/take-profit conditional orders for securities and futures/options are valid for at most three months. Scheduled periodic-investment conditional orders are valid for at most six months.
9. For matters not covered here, review the notes below each conditional-order interface and confirm that you have read them before subscribing to a conditional order.